Risk & Compliance Manager, Manchester

Permanent | New England, ENGLAND | 4 months
This position may have expired!

Job Summary

Permanent
£50,000 to £55,000
New England
PSD Group

£56,132 Average salary of similar jobs | Check Salary...

Job Description


PSD Group
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  • Risk & Compliance Manager, Manchester

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    Date Posted:
    21/02/2018
    Close Date:
    23/03/2018
    Package:
    £50,000 to £55,000
    Sector:
    Banking & Financial Services, Retail & Financial Services
    Function:
    Accountancy, Finance & Audit, Compliance & Risk
    Role Type:
    Permanent
    Location:
    England, North, UK
    Job Ref:
    16426100
    Job Description

    Highly regarded and well established IFA Network who enjoy a large market share and are one of the UK’s longest established practitioners.

    Job Role:

    Regulatory Development

    • Manage the Risk and Compliance team to develop and maintain regulatory standards and policies and provide a compliant framework for the business to operate within.
    • Provision of technical advice and guidance to the Head of Risk and Compliance, Legal and Regulatory Director, senior management and all business areas within the company, covering all elements of the FCA Handbook.
    • Identify and evaluate the impact of regulatory change on the business, through analysis of consultations and policy statements issued by the FCA and other regulators.
    • Provide a compliance helpdesk service which acts as a subject matter expert for all compliance matters impacting on the day to day activities of advisers and support staff.

    Anti-money Laundering / Financial Crime

    • To ensure timely identification of regulatory requirements and guidance issued by the FCA, JMLSG and other appropriate legislative, regulatory, governmental or Industry bodies, and to provide prompt assessment of the impact on the Group’s processes, systems and controls.
    • To manage the implementation of their approach to anti-money laundering and counter terrorist financing.

    Risk Management

    • Co-ordinate the risk management approach and structure to achieve compliance with the risk management approach determine by the parent company. Ensure Risk Management is

    Contact

    Mike Kelly, Senior Consultant on 0161 234 0346


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    + 44 161 234 0346 E-Mail
    Mike Kelly
    Financial Services & Banking

    Mike specialises in mid to senior level Compliance & Risk appointments in the Midlands, North & Scotland


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